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THE ABDUCTION OF MODERNITY
By
Henry C K Liu
Part I: The race toward barbarism
Part II: That old time religion
Part III: Rule of law vs Confucianism
Part IV: Taoism and modernity
Part V: The Enlightenment and modernity
Part VI-a: Imperialism as
Modernity
Part: VI-b:
Imperialism and fragmentation
This article appeared in AToL
on October 11, 2003
While Western Europe marched steadily toward integration, the
non-Western world was, and continues to be, fragmented for easy
exploitation in the name of national self-determination.
The British and the French incited the Arabs with pan-Arabism against
Ottoman rule, in order to divide the Arab nation into fragmented, weak
entities dependent on British and French protection and influence.
While Asia and South America are finally moving toward regional
integration in the 21st century, albeit still slowly, the Middle East,
the Balkans and Africa are still fragmented at the mercy of neo-liberal
neo-imperialism led by the United States as the new post-Cold War
hegemon. For the non-Western world, resistance to Westernization has
yet to be recognized as a prerequisite to true modernization.
Globalization of Western culture is the most insidious form of cultural
imperialism. What is needed may well be a new Ottomanism of political
virtue to rescue the Middle East and the Balkans from perpetual Western
domination and exploitation.
The Crimean War (1854-56), like so many of the later Ottoman conflicts
with Europe, was instigated not by the Ottomans but by inter-European
rivalry. Czarist Russia, Westernized by Peter the Great (1682-1725),
was primarily interested in territory as part of a quest for warm-water
ports to the Mediterranean Sea. Throughout the 17th and 18th centuries,
Russia had been gradually annexing Muslim states in Central Asia. By
1854, Russia found itself edging toward the shores of the Black Sea.
Anxious to annex territories in Eastern Europe, particularly the
Ottoman provinces of Moldavia and Walachia (now in modern Moldova and
Romania), the Russians forced a war on Ottomanism on the pretext that
the Ottomans had granted Catholic France, rather than Greek Orthodox
Russia, the right to protect Christian sites in the Holy Land, which
the Ottomans controlled.
The Crimean War was unique in Ottoman history in that the conflict was
not motivated, managed or even influenced by Ottoman policy or
interests. The war was a European conflict fought on Ottoman territory,
with Britain and France allying with the Ottomans in order to protect
their own lucrative economic interests in the region from Russian
infringement. The war ended badly for the Russians, with unfavorable
terms in the Paris Peace of 1856, but the Ottomans as victors fared
even worse. From that point onward, the Ottoman Dominion fell under
direct European domination and earned the derisive label as "the sick
man of Europe". The Crimean War marked the decline in Ottoman morale
and self-respect.
Europeans, for their part, no longer saw the Ottoman state as an equal
force as they had three centuries earlier, but as a pliant victim that
could be manipulated for larger European purposes. This Eurocentric
geopolitics permeated beyond Ottoman territories, throughout the whole
world, especially in the final decades of dynastic China.
The imperialist push from Europe, revived after the defeat of Napoleon
Bonaparte, took on new economic and racist dimensions. Colonization
took on the added objective of developing new markets for manufactured
products of European industrialization, and a self-righteous mission of
the White Man's Burden. It differed from the current post-Cold-War
neo-imperialism of finance capitalism, in which manufacturing is
outsourced to low-wage emerging economies through the globalization of
finance controlled from New York, but with the equally self-righteous
mission of spreading Western democracy to the non-Western world.
After the Napoleonic Wars, which had lasted 22 years until the Congress
of Vienna in 1814, war-weariness had permeated throughout Britain and
Europe. Throughout that time, only Britain had consistently opposed
revolutionary France. Other European nations had been defeated by the
French grand armies and/or had signed peace treaties with hitherto
invincible Napoleon.
Britain was still recuperating from the huge sacrifice made during the
French Wars, which had cost it Stg600 million (British gross domestic
product even in 1850, 35 years later, was only Stg570 million). Britain
depended on mercantilist trade for survival. Its colonies provided raw
materials and a ready market for its manufactured products. Invisible
earnings - banking and insurance, what modern economists call factor
income - provided rising amounts of incoming cash to the British
economy for further industrialization. The two ancient civilizations,
the Ottoman Dominion and China, become ideal targets in the British
quest for new markets and colonies.
Trade invariably suffered in a shooting war, so Britain adopted gunboat
diplomacy. After 1830, Britain became the "Workshop of the World",
needing more raw materials to maintain its growing industries financed
with new wealth reaped from overseas, and more markets for the finished
goods in a mercantilist trade regime. It also needed safe shipping
routes. Lord Palmerston (1784-1865) boasted that he wanted only peace
and prestige, a euphemism to justify his gunboat diplomacy to expand
illegitimate British interests all over the world. The Opium War (1841)
in China, "the sick man of Asia", opened China to Western imperialism.
While the British smuggled opium to China from British India, Yankee
Clippers from Boston shipped opium from Turkey, grown under British
supervision. Much of the profit from opium trade went to Boston and
through Boston banks to finance the expansion of the US west.
The war indemnity of the Opium War in 1841 alone imposed on China the
payment to Britain of Stg10 million, Stg3 million of which was for the
destruction of confiscated opium. The Opium War opened China to five
decades of foreign aggression and exploitation, draining wealth on a
massive scale from China to Europe and the United States. In 1900, the
war indemnity from an Eight-Power Coalition invasion of China as a
result of the xenophobic Boxers Uprising forced China to pay 982
million taels (1 tael = 34 grams) of pure silver at the then market
price of three taels per pound sterling, yielding Stg327 million, of
which Russia received 29 percent, Germany 20 percent, France 15
percent, Britain 11 percent, Japan 7.7 percent and the US 7.3 percent.
Still, this was a mere pittance compared with the profits from systemic
economic exploitation of China. This massive drain of silver, coupled
with mounting structural economic domination and exploitation,
regularly transferred wealth out of China for a century, robbing China
of the capital resources needed to modernize, which Westerners blamed
instead on China's failure to Westernize her "backward" society.
It was the wealth taken at gunpoint from the non-Western world through
imperialism that had fueled the West's modernization, not the
Enlightenment, not Western democracy. Westernization was the cause of
the non-Western world's demise, not its salvation. Westernization of
the non-Western world made resistance to Western gunboat diplomacy
ineffective and rendered Western domination a self-fulfilling
proposition. This simple fact is still true today - only today,
neo-imperialism is called "globalization" and gunboat diplomacy has
been replaced with cruise-missile diplomacy.
In Britain, the Reform Bill of 1832 perpetuated the English medieval
system of feudal political rights and rejected the new radical ideas of
"equality for all" as espoused by the rhetoric of the French
Revolution. Instead of the French system of political representation of
equal number of voters under the principles of liberty, fraternity and
equality, the British held on to the feudal practice of having members
of the House of Commons represent land-bound political units such as
boroughs and counties, with little regard for population size or for
efforts to create equal-size electoral districts. The British suffrage
was distributed according to economic substance, reliability and
tenure.
The British prided themselves as successful resistors of modernity and
identified as their strength an attachment to tradition.
Industrialization put British society on a dialectic path toward a
worker revolution, as compared with the French Revolution, which was an
aristocratic insurrection against the absolute monarchy, taken over by
the bourgeoisie through manipulation of peasant discontent with the
aristocracy. Had Louis XVI sided with the peasants instead of the
aristocrats, France might have ended up as a constitutional monarchy.
The Reform Bill diffused revolutionary energy in Britain and provided a
mechanism through which social changes could be managed peacefully and
accomplished gradually through legal and political means. The secret of
Britain's success was its restraint of the rush toward modernity.
Socially progressive laws were only gradually enacted over a period of
15 years, such as the 1833 abolition of slavery within the empire; the
Factory Act of 1833 forbidding child labor; the 1835 Municipal Act,
which broke up the old landed oligarchies; the Mining Act of 1842
forbidding the use of women and of children under 10 in underground
mines; and the Ten Hour Act of 1847. The celebrated liberal John
Bright, a Quaker and cotton magnate, attacked the Ten Hour Act as "a
delusion practiced on the working classes", citing principles of
laissez-faire, free markets, free trade and individual liberty for both
employers and workers, in rhetoric similar to that used by neo-liberals
today in opposition to the adoption of minimum wages and the regulation
against sweatshop conditions. The Ten Hour Act stood, and British
industry prospered.
The 1846 repeal of the Corn Laws, which had protected domestic
agriculture controlled by the landed gentry, reaffirmed the
evolutionary consequences of the Reform Bill by an alliance between
factory workers who wanted lower food prices, and their new
industrialist employers in support of free trade. Henceforth, free
trade became British national policy, and the need for imported food
became the popular justification for empire, which was to be upheld by
control of the sea by an unrivaled British navy. The Age of the New
Imperialism thus was born by transferring British-European feudal
systems of privileges overseas to the non-Western World. There was
nothing modern about it.
Between 1405 and 1433, a period when China possessed the world's most
advanced seafaring technology, the navigator/sailor Zheng He, a Muslim
Chinese, explored the seas not for imperialistic expansion but to
satisfy the Ming Court's demand for exotic commodities from distant
lands. Zheng even brought back from Africa giraffes, ostriches and
zebras. Yet the Ming Court abruptly stopped Chinese navigational
adventure in 1433, after the death of Zheng. This history baffles
Western observers, whose later experience in the West associates
navigational adventure with empire-building.
For 28 years (1405-33), Zheng commanded seven fleets that visited 37
countries, through Southeast Asia to faraway Africa and Arabia. In
1420, the Ming navy dwarfed the combined navies of Europe. A great
fleet of big ships, with nine masts and manned by 500 men each, set
sail in July 1405, almost a century before Christopher Columbus's
voyage to America. There were great treasure ships more than 90 meters
long and 45m wide, the biggest being 134m long and 57m across, capable
of carrying 1,000 passengers. Columbus's Santa Maria was only 26m long.
Most of the ships were built at the Dragon Bay shipyard near Nanjing,
the remains of which can still be seen today.
Zheng He's first fleet included 27,870 men on 317 ships, including
sailors, clerks, interpreters, artisans, medical men and
meteorologists, but only a small number of soldiers. On board were
large quantities of cargo including silk goods, porcelain, gold and
silverware, copper utensils, iron implements and cotton goods and
books. The fleet sailed along China's coast to Champa, close to Vietnam
and, after crossing the South China Sea, visited Java and Sumatra and
reached Sri Lanka by passing through the Strait of Malacca. On the way
back, it sailed along the west coast of India and returned home in
1407. Envoys from Calcutta in India and several other countries in Asia
and the Middle East also boarded the ships to pay visits to China.
Zheng He's second and third voyages taken shortly after followed
roughly the same route.
In the autumn of 1413, Zheng He set out with 30,000 men to Arabia on
his fourth and most ambitious voyage. From Hormuz he coasted around the
Arabian boot to Aden at the mouth of the Red Sea. The arrival of the
fleet caused a sensation in the region, and 19 countries sent
ambassadors to board Zheng's ships with gifts for Emperor Yong Le. In
1417, after two years in Nanjing and touring other cities, the visiting
foreign envoys were escorted home by Zheng. On this trip, he sailed
down the east coast of Africa, stopping at Mogadishu, Matindi, Mombassa
and Zanzibar and may have reached Mozambique.
The sixth voyage in 1421 also went to the African coast. Loaded with
Chinese silk and porcelain, the junks visited ports around the Indian
Ocean. Here, Arab and African merchants exchanged spices, ivory,
medicines, rare woods, and pearls so eagerly sought by the Chinese
imperial court. Zheng He died in the 10th year of the reign of the Ming
Emperor Xuande (1433) and was buried in the southern outskirts of
Bull's Head Hill (Niushou) in Nanjing. Inscribed on top of the tomb are
the Arabic words "Allahu Akbar" ("God is Great"). Unlike
Columbus and Vasco da Gama, Zheng He did not found any colonies for a
Chinese empire. Nor did China turn its seafaring technology into
empire-building as the British did in the 19th century.
China never had an empire structure in the Western concept of the term
as exemplified by the Roman Empire or the British Empire. Chinese
territorial expansion was more along the line of the Ottoman Dominion
or the European Union today, with the eager peripheral aspired to join
a reluctant center for obvious benefits. Much of the historical
expansion of China took place when China was under "Barbarian"
occupation, such as the Mongolian Yuan Dynasty and the Manchurian Qing
Dynasty. The ruling dynastic houses of "barbaric" origin were
inevitably assimilated into Chinese culture, much like the way the
Germanic House of Battenberg (Windsor) in Britain adopted British
culture.
In this respect, the Chinese Empire was different from the
Austro-Hungarian Empire, in which the diverse population was never
homogenized and the ruling house remained exclusively Germanic in
ethnicity and French in culture. Nor was it similar to the British
Empire, for similar reasons. Whenever China was strong and prosperous
in history, Chinese foreign policy tended to be isolationist, fending
off intruders, rather than expansionist for conquest, as the European
new monarchies did. When China became weak and poor in the 19th century
from Western imperialism, foreign partition plots took the form of
thinly disguised separatism movements. The Ottoman Dominion had many
common characteristics with dynastic China.
The concept of Great Powers in geopolitics was formalized during the
Congress of Vienna of 1814, which produced a European balance of power
among the four European Great Powers - Britain, Russia, Austria and
Prussia. France, represented by the great diplomat Talleyrand,
exploited the rift between the victors over the Poland-Saxon question
to re-enter the diplomatic game as a power in its own right. With
Napoleon defeated and the abolition of the Continental System - the
precursor of the European Union, with industrialization financed
through capitalism at home not for the benefit of the people but for
the further enhancement of the propertied class - with no effective
rival left for overseas domination, and a virtual monopoly of naval
power, Britain embarked on its century of hegemonic superpower
predominance, which lasted from 1814 to 1914 and finally deferred to
the United States after World War II.
For Britain, the Crimean War was part of the Eastern Question of how to
solve the problems posed by the continuing territorial erosion of the
Ottoman Dominion, which had been going on since the 1780s and the time
of the ministry of Pitt the Younger (1759-1806). To maintain the
territorial integrity of the Ottoman Dominion for the purpose of more
effectively exploiting its vast resources had become one of the
principles of Britain's foreign policy. By the Convention of Balta
Liman (1838), Britain had won widespread concessions from the Sublime
Porte (French for Sublime Gate), as the Europeans called the Ottoman
government, that included special rates on most of the raw materials
sold to Britain throughout the Ottoman Dominion, and a host of other
benefits, grants, acknowledgements and extraterritoriality, known as
capitulations, that gave Britain a very privileged position in the
dominion. Unlike the capitulations granted to France as an Ottoman ally
against the Holy Roman Empire three centuries earlier, the
capitulations granted to Britain were in the form of unequal treaties
by a government under duress.
Consequently, Britain felt that it was essential to keep control over
the Mediterranean sea routes and to preserve the Ottoman Dominion as a
barrier against further Russian expansion. A similar anti-Russian
calculation was central to British opposition to imperialist partition
of China. Britain promoted free trade, which favored British national
interests, as a universal truth that would lead to world peace and
prosperity. The repeal of the Corn Laws in 1846 had set the course of
Britain as a free-trade nation.
By encouraging other nations to turn to free trade, Britain was
attempting to increase its own wealth and dominance because its economy
was more advance in the exploitation of trade and, as Friedrich List
has pointed out, that it was the nature of trade that once other
nations fell behind in trade, they could never catch up with the
hegemonic leader. The British boasted that they had the "secret of
civilization" and wanted to export their political and economic system
to the rest of the world through a network of local elites acting as
compradors for British interest in its colonies and spheres of
interest. It is a strategy that the United States inherited after World
War II, particularly after the Cold War, in the name of promoting,
through trade, allegedly superior American values, vaguely identified
as democracy and free-market entrepreneurship.
During this period of European balance of power, the Ottoman sultans
hoped to turn their weakness into strength by exploiting inter-European
rivalry, a policy that had been successfully practiced by Suleyman
three centuries earlier. But with the loss of political and economic
independence on the part of the Ottomans under the New Imperialism,
such a policy only reduced the Ottoman Dominion deeper into
semi-colonial status, further dependent on Franco-British pleasure. The
dominion had become much weaker after the loss of territory to Russia,
from the separatist creation of new nations dependent on foreign powers
within the dominion, and from British and French economic domination.
Sultan Abd al-Majid (reigned 1839-61), son and successor of Mahmud II,
relied heavily on foreign aid to help him hold the remainder of his
dominion together rather than embarking on a struggle of resistance
against foreign domination.
In 1799, Muhammad Ali, an Ottoman military officer from the Albanian
region, commanded an army in an unsuccessful attempt to drive Napoleon
from Egypt. As pasha of Egypt after 1805, he was virtually
autonomous of his titular overlord, the Ottoman sultan. He Westernized
his armed forces and administration, created Westernized schools for
children of the elite, and began many public works, particularly
irrigation projects with foreign loans, to be paid back with resultant
agricultural output. The cost of these Westernization reforms weighed
heavily on the peasants but brought them few benefits. In 1811, he
exterminated the leaders of the Mamluks, who had ruled Egypt almost
uninterruptedly since 1250. The Mamluks were a warrior caste dominant
in Egypt and influential in the Middle East for more than 700 years.
Islamic rulers created this warrior caste by collecting non-Muslim
slave boys and training them as cavalry soldiers especially loyal to
their owner and each other. They converted to Islam in the course of
their training. With his son, Ibrahim Pasha, Muhammad Ali conducted
successful campaigns in Arabia against the Wahhabis. In 1820, he sent
his armies to conquer Sudan. He scored great successes fighting for the
Ottoman sultan in Greece until the British, French, and Russians
combined to defeat his fleet at Navarino in 1827.
The sultan, Mahmud II, to secure the intervention the Muhammad Ali in
the Greek revolt, had promised to grant him the governorship of Syria.
When the sultan refused to hand over the province, Muhammad Ali invaded
Syria. In 1839, he rebelled against his Ottoman overlord in Asia Minor,
but was forced to desist when he lost the support of France and was
threatened by united European opposition, checked by the intervention
(1840-41) of Britain, Russia, and Austria. In a compromise arrangement,
the Ottoman sultan made the governorship of Egypt hereditary in
Muhammad Ali's line. Muhammad Ali retired from office in 1848 because
of insanity.
The new Ottoman sultan, Abd al-Majid, was advised by the British to
introduce Western reforms. Two decrees (1839, 1856) led to many
superficial changes but did not have fundamental or permanent effect.
Confident in receiving British and French support, Abd al-Majid in 1853
resisted the Russian claim to act as protector of the Greek Orthodox
Christians in the Ottoman Dominion. He had allowed the dominion to
weaken because history had shown that a legitimate cause could always
get help from a superior source, a cardinal principle of Ottomanism.
What he failed to understand was that the New Imperialism was
fundamentally indifferent to the Ottoman doctrine of universal virtue
and justice. Europe supported the sultan not because it considered it a
just cause, but because European powers benefited from such a policy
over a despised race.
Russia found the Ottoman Dominion vulnerable in resisting Russian
access to the Istanbul Straits - the Bosporus as the West calls it, the
Sea of Marmara and the Dardanelles - for easy passage into the
Mediterranean. Britain, jealously guarding its mastery of the sea,
considered it imperative that Russia must be kept out of the
Mediterranean, and the sultan knew it. He continued to play off one
European power against another. Russia had shown that it was always
going to take any opportunity to probe into Turkish territory;
Britain's policy was that the Russians needed firm handling to prevent
them from invading Turkey. It was thought that the Russians were not
prepared to go to war with Britain over Ottoman territory.
The failure of the 1848 Revolutions turned Europe backward in a retreat
from modernity. The balance-of-power diplomacy since 1815 became
inoperative as reactionary governments and despotic leaders took hold
in Europe, exemplified by Napoleon III in France. Power politics
derived from bourgeois dictatorship replaced issues of social justice,
political legitimacy and international balance of power.
By 1850, Britain's sensitivity to the Eastern Question increased
because India, which had been subjugated and maintained with a mere
75,000 British troops, had become the most important part of the Empire
- a key economic asset and the "jewel in the Crown" - as a result of
imperialist free trade and overseas expansion. India was a source of
raw materials and a populous market, and above all a living
demonstration in support of the British superiority complex. Britain
feared any threat to the overland rail route to India. A century of the
British policy of maintaining the territorial integrity of the Ottoman
Dominion on behalf of British interests in the Middle East and the
Balkans was shaping up as a conflict to its policy on India.
Napoleon III, the bourgeois Emperor of the French, needed glory through
expansionism to uphold the meaning of the "Second Empire", which was
ideologically different from the universal monarchist aim of the First
Empire. All through the 1840s, the pacifist government of British prime
minister George Hamilton Gordon Aberdeen had given Czar Nicholar I the
strong impression that Britain would not go to war over the Ottoman
Dominion, which encouraged Russia to probe farther south.
In 1815, Britain had been seen in Europe as the principal agent in
defeating France militarily, through the successful activities of the
Royal Navy and then Arthur Wellesley Wellington's army in the
peninsular campaign and later in Europe, economically through providing
gold to its allies and supplies to the allied armies and diplomatically
through the establishment and maintenance of four anti-Napoleon
coalitions. Britain was anxious to enhance its European status after
Waterloo and regarded itself as a major force on the international
scene. Of all European nations, Britain's political system was the only
one that had remained intact throughout the French Wars. Other crowned
heads had been removed from their thrones; countries had had their
systems of government overturned and replaced, sometimes several times
in the period. In Britain, it was felt that only Britain was stable
enough to pull Europe together again, because of its conservatism, not
its modernity.
Europe was looking to Britain to slow the process of modernization.
Britain could not afford to distance itself from Europe because of the
proximity of potentially huge markets and the fact that continental
instability, particularly the march toward modernity, would adversely
impact its domestic affairs.
Britain had adopted the principle of balance of power after the defeat
of Napoleon, with itself as first among equals, in an attempt to
prevent the domination of Europe by any one other power, and to prevent
the march of modernity from again destabilizing Europe. In the past and
at various times, different nations had dominated Europe - Spain,
France, and Austria-Hungary in particular - with consequences that
ended up in war. The Treaty of Paris in 1815 and the settlement at the
Congress of Vienna of 1814 ensured that there were no spectacular
winners or losers from the French Wars. Britain wanted to maintain the
status quo of 1815, not to herald a new modern age. Britain wanted to
contain France through cooperation with the other powers. This was a
priority in 1815, a policy that was shared by all other European
nations.
Later, this policy became a British national prejudice that caused it
to fail to note the rise of Prussia. Britain was almost paranoid about
a possible replay of French expansionism in the name of modernity,
whether it was diplomatic, territorial, economic or through hegemonic
influence. Britain tried to keep France pinned down within its borders
because France was seen as the most radical and dangerous nation in
Europe that could challenge British hegemony. This policy toward France
was backward-looking and was maintained for far too long. Even by 1850,
the British Foreign Office was still virtually blind to the rise of
Prussia, which steadily emerged as a greater threat to the peace and
stability of Europe than France. Prussia under Otto von Bismarck was
able to delude Britain diplomatically.
In 1875, the Slavic peoples living in the Ottoman provinces of Bosnia
and Herzegovina were encouraged by the Western European powers to rise
up against Ottomanism. The decline of the Ottomans led two independent,
neighboring Slavic states, Montenegro and Serbia, to aid the rebellion.
Within a year, the rebellion spread to the Ottoman province of
Bulgaria. The rebellion was part of a larger Pan-Slavic movement that
had as its goal the unification of all Slavic peoples, most of whom
were under the control of Austria, Germany, and the Ottoman Dominion,
into a single political unity under the protection of Russia. Anxious
also to conquer the Ottomans themselves and seize Istanbul, the
Russians allied with the Slavic rebels Serbia and Montenegro and
declared war against the Ottomans.
The war went against the Ottomans, and by 1878 they had to sue for
peace. Under the peace treaty, the Ottomans had to free all the Balkan
provinces, including Bosnia, Herzegovina and Bulgaria. Russia also took
substantial amounts of Ottoman territory as "payment" for the war. The
Ottomans fell out of the picture, but the Russian victory produced a
European crisis over the expansion of Russia. By the early 20th
century, the Ottoman Dominion in Europe had receded to a small coastal
plain between Edirne and Istanbul. One measure of the losses: before
1850, about 50 percent of all Ottoman subjects lived in the Balkans,
while in 1906, the European provinces held only 20 percent of the
total.
Foreign wars on the Balkan frontiers, sometimes against the Hapsburgs
but especially against Russia, continued to shred Ottoman domains.
Within the dominion, many provincial notables during the 18th century
had enjoyed substantial degrees of autonomy while acknowledging the
titular legitimacy of Ottomanism and the Ottoman state. Seldom, if
ever, had rebels sought to break out of or destroy Ottomanism. There
had been revolts, but generally these had worked within the Ottoman
system, claiming as their goal the rectification of problems within the
Ottoman realm, such as the reduction of taxes or restoration of
provincial justice. But in the 19th century - in the Balkan, Anatolian,
and the Arab provinces alike - movements emerged that actively sought
to separate particular areas from Ottomanism and Ottoman rule to
establish independent, sovereign states subordinate to no higher
political authority, except European protection.
Further, in almost every instance, one or another Western European
powers supported the anti-Ottomanism revolts of the 19th century, and
Western assistance was crucial to the success of all separatist
movements. Thus the 19th century was different in that many of the
territorial losses resulted from revolts and rebellions on the part of
Ottoman subjects against their suzerain or sovereign occurred with the
direct instigation and support of European imperialism.
The 18th century had closed with Napoleon's invasion of Egypt in 1798
to strike at British interests in the Middle East, having successfully
evaded Horatio Nelson's fleet to take Malta on the way to Egypt.
Napoleon won a brilliant battle over the Mamluks in the Battle of the
Pyramids in July 1798. But the invasion was cut short when the French
fleet was destroyed by Nelson in Aboukir Bay. Napoleon returned to
France in 1799. In the turmoil, Muhammad Ali eventually seized power in
1805 and established himself as master of Egypt. During his reign
(until his death in 1848), Muhammad Ali built up a formidable military
that threatened the European balance of power and the Ottomans' hold on
the sultanate itself. Egypt embarked on a separate course for the
remainder of Ottoman history. It remained the sultan's nominal
possession after the British occupation in 1882 but, in 1914, formally
became part of the British empire with the Ottoman entry into World War
I on the German and Austro-Hungarian side.
At the same moment that Muhammad Ali was seizing control of the
southeastern corners of the Ottoman Dominion, the Serbs in the
northwestern corner rebelled in 1804. Instead of appealing to the
sultan to correct abuses at the hands of the local administration, Serb
rebels turned to Russia for aid. A complex struggle involving the two
powers and Serb separatists evolved. By 1817, hereditary rule by a
Serbian prince had been established and from that date, in reality,
Serbia was a state separate from the Ottoman Dominion, falling into the
Russian sphere of influence. Legally it became so only in 1878, as a
result of the Congress of Berlin. In a sense, this pattern from direct
rule to vassalage to independence reversed that of the process of
Ottomanism. Other losses derived from the more familiar pattern of war
with Russia, ending with a formal agreement, as instanced by the 1812
Treaty of Bucharest that acknowledged the loss of Bessarabia.
The overall pattern in the Balkans was confusing in detail but clear in
overall direction. Often a revolt would meet with success with the
Russians driving very deep into the southern Balkans. But aroused
Western concern, fearful of Ottoman disintegration or Russian success,
would convene a gathering to undo the extreme results but allow some
losses of Ottoman territory to ensue. The 1829 Treaty of Adrianople
typified this pattern. In 1828, Russian armies, while winning major
victories in eastern Anatolia, drove down through the western Black Sea
areas, through Varna, captured the former Ottoman capital of Edirne on
the present-day border of Turkey and Bulgaria and seemed poised to
attack Istanbul itself. Nonetheless, despite the decisive victories,
Russia yielded up nearly all of its conquests, settling for a few small
pieces of land and actual but not formal Ottoman withdrawal from
Moldavia and Walachia.
The "Eastern question" continued to be addressed in the manner over the
course of the 19th century. On the one hand, many European leaders came
to understand the grave risks total Ottoman collapse posed to the
general peace held together by a delicate balance of power. Thus they
agreed to seek to maintain Ottoman territorial integrity, reversing the
potentially devastating results of war at the negotiating table and, in
1856, admitting the Ottoman state into the "Concert of Nations". Thus,
the European consensus that the old empire should be maintained,
tottering but intact, helped preserve the Ottoman state. The same
policy applied to the Open Door policy for China by Western imperialist
powers. On the other hand, through their wars and support of the
separatist goals of rebellious Ottoman subjects, European powers
abetted the very process of fragmentation that they feared and were
seeking to avoid. Nationalism was fanned as a weapon only against
collapsing empires, not rising ones.
The 1821-30 Greek war of independence clearly illustrates the central
role of international geopolitics in the revolts against the sultan.
After failing to suppress the Greek rebels, Sultan Mahmut II in 1824
invited Muhammad Ali Pasha to intervene with his powerful navy and
army. When the Greek rebellion appeared to be over, in 1827, the
combined British, French and Russian fleets annihilated the Egyptian
navy at Navarino, and three years later the 1830 Treaty of London
forced the Ottomans to acknowledge the formation of a new state, in the
southern area of modern Greece.
This sequence of events in turn led to a near takeover of the Ottoman
Dominion by Muhammad Ali Pasha. Believing that his help against the
Greek rebels entitled him to the Syrian provinces, Muhammad Ali sent
his son Ibrahim Pasha against his Ottoman overlord in 1832. Conquering
Acre, Damascus, and Aleppo, the Egyptian army won another major victory
at Konya in central Anatolia and seemed poised to capture Istanbul (as
Russia had been just three years before). In an irony of geopolitics,
the Russian nemesis landed its troops between Muhammad Ali's army and
Istanbul and became the Ottomans' savior. The century-old foreign foe
thwarted a major domestic rebel's intent of overthrowing Ottoman rule.
Fearing that a strong new dynasty leading a powerful state would become
its neighbor, the Russians backed the Ottomans and signed the 1833
Treaty of Hunkiar Iskelesi to confirm their protection. The Ottomans
fell from the status of a rival to the status of a Russian
protectorate.
During the 1830s, Muhammad Ali controlled a section of southeast
Anatolia and most of the Arab provinces and, in 1838, threatened to
declare his own independence. The Ottomans attacked his forces in
Syria, but were crushed and again rescued, this time by a coalition of
Britain, Austria, Prussia and Russia (but not France). These clashes
stripped Muhammad Ali of all his gains - Crete and Syria as well as the
Holy Cities of Mecca and Medina - leaving him only hereditary control
of Egypt as compensation.
The lesson seemed clear. The Western powers were unwilling to permit
the emergence of a dynamic and powerful Egyptian state that threatened
Ottoman stability and the international balance of power. Muhammad Ali
did not become the master of the Middle East in significant measure
because the European states would not allow it. Much of current US
policy toward Iraq can be understood in a similar light.
The severance from the Ottoman state of its Egyptian province entered a
final phase in 1869, when the Egyptian ruler, the Khedive Ismail,
presided over the opening of the Suez Canal under British protection,
with the world premiere of Giuseppe Verdi's "Aida". The canal brought
British occupation of the province by 1882. Britain declared a
protectorate over Egypt in 1914, nearly four centuries after the armies
of Sultan Selim I had entered Cairo and incorporated the Mamluk empire
into the Ottoman Dominion.
The Eastern Question revealed the diplomacy after the Ottoman-Russian
war of 1877-78 that triggered major territorial losses for the
Ottomans. In the first round of negotiations, Russia forced the
Ottomans to sign the Treaty of San Stefano, creating a gigantic zone of
Russian puppet states in the Balkans reaching to the Aegean Sea itself.
Such a settlement would have vastly enlarged the Russian area of
dominance and influence and destroyed the European balance of power.
Bismarck, the German chancellor who was the leading statesman of the
age and in history, and who after 1871 had feared that another European
war would jeopardize the new German Empire, proclaimed himself an
"honest broker" seeking peace and no territorial advantage for Germany
and convened the Powers in Berlin. There the assembled diplomats
negotiated the Treaty of Berlin, which took away most of the Russian
gains and parceled out Ottoman lands to other treaty signatories as
door prizes. Serbia, Montenegro and Romania all became "independent"
states under Austrian protection. Bosnia and Herzegovina were lost in
reality to Hapsburg administration but remained nominally Ottoman,
until their final break in 1908, when they were annexed by Austria. The
Greater Bulgaria of the San Stefano Agreement was reduced, one-third
becoming independent and the balance remaining under qualified and
precarious Ottoman control. Romania and Russia settled territorial
disputes between them, with the former obtaining the Dobruja mouth of
the Danube and yielding southern Bessarabia to Russia in exchange.
Other provisions included the cession to Russia of pieces of eastern
Anatolia and to Britain the island of Cyprus, a strategic naval base to
protect the Suez Canal and lifeline to India. France was appeased by
being allowed to occupy Tunis.
The Treaty of Berlin in 1878 shows the hegemonic power of Europe over
the whole world during the last part of the 19th century, able to
impose its wishes on the world with little resistance from
non-Europeans, drawing lines on maps and deciding the fate of peoples
and nations with impunity for the benefit of Europeans. It would do so
again on many more major occasions - for example, partitioning Africa
in 1884, the near-partition of China and the partition of the Middle
East and the Balkans after World War I.
With historic consequences, the peoples of both Western Europe and the
non-Western partitioned lands falsely concluded that military
strength/weakness implied cultural, moral and religious
strength/weakness. The victims were brainwashed to believe that their
failure to modernize their armed forces was the result of their
cultural backwardness and as such had brought them a deserved fate of
foreign domination. Western barbarism is misconstrued as modernization,
and Westernization is seen to have been ordained as the only path to
modernization for the non-Western world, rather than the cultural
suicide that it actually was. The fateful history of oligarchic
Sparta's conquest over Athens, the model of Greek democracy, during the
Peloponnesian War, which set Western civilization on the wrong path,
has been repeated globally age after age, all the way into modernity.
Next: Imperilaism
Resisted
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